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BULLYING
AT WORK
The law:
Employment Rights
Act 1996, ss.43A-43L; s.44; s.47B; s.95(1)(c); s.100(1)(c); s.100(1)(d);
s.103A; s.105(6A); s.123(1); ss.128(1)(b); s.129(1);
Health and Safety at Work etc Act 1974, s.2; s.3; s.7; s.33;
Public Order Act 1986, s.4A;
Criminal Justice and Public Order Act 1994, s.154;
Protection from Harassment Act 1997, s.1(1)(2); s.2(1); s.3(1)(2); s.7(2)(3)(4);
Public Interest Disclosure Act 1998;
Employment Act 2002 (Dispute Resolution) Regulations 2004; and
the anti-discrimination Acts and Regulations which prohibit unlawful discrimination
on the grounds of race, sex (i.e. gender), sexual orientation, disability,
religion and the like.
___________________________________________________________________________
Leading case in employment
law on employers' potential vicarious liability for breaches of statutory
or common law duties committed by employees during the course of their
employment: -
Majrowski v Guy's and St. Thomas's NHS Trust (2005) EWCA, Civ 251, Court of
Appeal. This case confirms that a claimant/employee, who has been seriously
bullied at work, can take action under the Protection from Harassment Act 1997
against a fellow employee who has bullied her or him as well as against their
employer and claim damages from both of them, notably from the employer who
may be best able to pay a sum of money in recompense. Damages may include compensation
for anxiety and/or loss of employment.
General points: -
* employers have
a duty under the Health and Safety at Work etc Act 1974 to ensure the
health, safety and welfare of their employees;
* serious bullying
may give rise to criminal liability against the perpetrator if the
'course of
conduct' (i.e. behaviour that must consists of more than a single incident
of harassment),
amounts to a breach of the Protection from Harassment Act 1997;
* in Majrowski, the
Court of Appeal held that the supervising employee who allegedly
harassed the claimant/employee could be liable at common law as could the harasser's
employer and therefore both could be liable to pay damages in civil proceedings
for 'any
anxiety caused by the harassment' and 'any financial loss resulting from the
harassment;'
* in other words,
the ruling in Majrowski (2005) means that an employee who has been
bullied by another employee can make a civil common-law claim for damages for
'any
anxiety caused by the harassment' from the employee who harassed her or him
as well as
from the employer if the claimant can show that the employer was vicariously
liable for the
other employee's wrongful conduct that was a breach of statutory duty;
* the Court also
held that an harasser's employer can be held vicariously liable for
its
employee's unauthorised criminal conduct by way of civil proceedings in a claim
for
damages even though the employer cannot be held criminally liable for the same
breach;
* an employee who
is bullied at work by a supervising employee or the employer itself
has
the option, if the bullying amounts to a fundamental breach of an implied term
of the
contract, to terminate the contract and, if employed for less than one year,
make a claim
against the employer for damages for constructive dismissal or, if employed
for more than
one year, make a claim for compensation for constructive unfair dismissal.
The first legal step - inform the employer in writing of the grievance: -
an employee who is bullied at work has a number of remedies available to her
or him. The first legal step that an employee must take, whether he or she
wants to or not, is to inform the employer in writing that he or she is being
bullied. Since the 01 October 2004, an employee who fails to state a grievance
to her or his employer under the Employment Act 2002 (Dispute Resolution) Regulations
2004 will be disqualified from making a claim to an employment tribunal if
he or she is subsequently sacked or has to resign because of the bullying:
see Statutory Dismissal and Disciplinary Procedures and Statutory Grievance
Procedures
In addition, note
the Health and Safety at Work etc Act 1974: -
section 2 of the Act states that it shall be the duty of every employer to
ensure, so far as is reasonably practicable, the health, safety and welfare
at work of all its employees. This would clearly cover an employer's duty to
prevent and/or remedy the bullying of employees by other employees, particularly
bullying by supervising employees.
Public Interest Disclosure
Act 1998: -
an employee raising a grievance in good faith about a breach of the Health
and Safety at Work etc Act 1974 or/and a breach of the employment contract
in that the employer or 'a person has failed, is failing, or is likely to fail
to comply with a legal obligation' may, if subjected to a detriment or dismissed
thereafter for the reason that he or she made what may be a public interest
disclosure under the Act, have a right by virtue of the Employment Rights Act
1996: - not to suffer a detriment (s.47A); not to be dismissed (s.103A); not
to be selected for redundancy (s.105(6A)); and interim relief is available
(ss.128(1)(b), 129(1)). See: ss.43A-43L ERA 1996. Age limit, length of service
and the compensation limit do not apply. See: Parkins v Sodexho Ltd (2001)
EAT 22.06.01.
Right not to suffer a detriment in health and safety cases: s.44, Employment
Rights Act 1996: -
this section states that an employee is entitled not to be subjected to any
detriment (i.e. a disadvantage short of dismissal) by an act or a failure to
act by his employer regarding a health and safety matter he or she brought
to the employer's attention by reasonable means or, alternatively, acted upon
whether as a safety representative or not. The Court of Appeal held that s.44
protects employees from being subjected to a detriment (after making a complaint
regarding a health and safety matter) only while employment continues: Fadipe
v Reed Nursing Personnel (2001) EWCA 1885, CA.
Examples: -
suppose an employee complained to the employer about being bullied and was
subsequently dismissed for making the complaint. The remedy available to
such an employee would be to make a claim for compensation to an employment
tribunal for automatic unfair dismissal. Such a dismissal would be for
a health and safety reason. Section 100(1)(c) of the Employment Rights
Act 1996 states that it is automatically unfair to dismiss an employee
for the reason that the employee drew to the employer's attention, by reasonable
means, to circumstances (such as bullying) which the employee believed
were harmful or potentially harmful to her or his health and safety and
there were no safety representative or safety committee in the workplace
through which the employee could have raised her or his concerns. An employee
can also claim automatic unfair dismissal (s.100(1)(d), ERA 1996) if the
employee was dismissed because he left the workplace because of the danger
of being injured due to the behaviour of another employee who was being
abusive and aggressive towards him: Harvest Press Ltd v McCaffrey (1999)
IRLR 778, EAT. No minimum period of employment is required and the compensatory
award maximum limit of £56,800 (for the year from 01 February 2005)
does not apply. An employee who has been dismissed for a health and safety
reason may apply under the Public Interest Disclosure Act 1998 for interim
relief within seven days following the 'effective date of termination'
of the contract of employment. This is a valuable remedy but quick advice
and quick action is needed to gain it.
Burden of proof: -
the burden of proving that a dismissal was for a health and safety reason is
on the employee: Tedeschi v Hosiden Besson Ltd, EAT 959/95.
Duty owed to non-employees:
-
there is also a duty upon employers to take steps to prevent and remedy instances
where they or their employees bully the employees of other employers or bully
people who come into contact, for whatever reason, with any of the employers'
employees who are carrying out their duties while in their employers' employ.
Under s.3 of the Health and Safety at Work etc Act 1974, there is a duty placed
upon every employer and every self-employed person to conduct his undertaking
in such a way so as to ensure, so far as is reasonably practicable, that persons
who are not his employees, but who may be affected thereby, are not exposed
to risks to their health and safety.
Duties of employees
at work: -
in the case of employees who work together, there is a similar duty, for example,
not to bully one another. Section 7 of the Health and Safety at Work etc Act
1974 states that every employee is under a duty while at work:
(a) to take reasonable care for the health and safety of himself and of others
who may be
affected by his acts or omissions at work;
(b) as regards any duty imposed on his employer or any other person, to co-operate
with him
so far as it is necessary to enable that duty to be performed or complied with.
Penalties: -
by virtue of s.33 of the Health and Safety at Work etc Act 1974, a person or
body corporate (e.g. a Company) may be charged with and convicted of a
criminal offence under the Act. Crown bodies (excluding health authorities)
have the same obligations under the Act as other employers but they cannot
be prosecuted because of a rule of law that states that the Queen, as head
of Crown bodies and the embodiment of the Crown, cannot be prosecuted in
her own courts.
Failure to act and
prosecute under the Health and Safety at Work etc Act 1974: -
although the Health and Safety at Work etc Act 1974 provides the means to investigate,
prevent and prosecute those who conduct their businesses in a dangerous or
reckless manner, there is, on the part of enforcement officers, who are usually
environmental health officers employed by local authorities, an inertia to
act and a reluctance to prosecute. Only a small number of cases are brought
and heard in the courts each year. But the inadequate penalties levied tend
to bring the law into disrepute and contempt. It has been the long-standing
policy of UK governments to give businesses free reign to maximise profits
at the expense of health and safety. Except for the most blatant abuses and
high profile incidences which have political repercussions, the authorities
generally turn a disinterested or blind eye to most breaches of health and
safety which each year lead to serious injuries and deaths of working people.
Notably, only the authorities can bring proceedings and the Act does not give
rise to questions of civil liability and does not confer a right of action
in any civil proceedings.
Majrowski v Guy's
and St. Thomas's NHS Trust (2005) EWCA Civ 251, this case was about
whether an employer can be vicariously liable for a breach of statutory
duty by one of its employee's under the Protection from Harassment
Act 1997: -
in Majrowski (2005), the Court of Appeal reviewed the relevant statute law
and the case-law authorities when it considered an appeal by an employee who
had brought a claim under the 1997 Act against his employer alleging harassment
at work. As a result of the ruling by the Court of Appeal, an employee who
has suffered bullying at work may well find a better and more effective remedy
by pursuing a civil action under the Protection from Harassment Act 1997 rather
than attempt the rather hopeless task of persuading the authorities to take
action for a breach of health and safety against her or his employer under
the Health and Safety at Work etc Act 1974. In addition to civil liability,
criminal liability can also be applied against the perpetrator for breaches
of the provisions of the Protection from Harassment Act 1997.
Nature of the claim:
-
in Majrowski (2005), the claimant argued that his manager had breached a statutory
duty placed upon her by the Act; and that the employer should be held vicariously
liable for that breach. The allegations by M were that, while employed by Guy's
and St. Thomas's NHS Trust, he was bullied, intimidated and harassed by F,
his departmental manager. M issued proceedings against the NHS Trust under
the Protection from Harassment Act 1997, the claim being that it was vicariously
liable for F's breach of the provisions of the Act.
Issues for the Court:
-
in deciding whether the employee's claim should proceed to trial, the Court
of Appeal had to consider two important issues regarding vicarious liability:
(1) firstly, the general issue of whether an employer can be vicariously liable
for an
employee's breach of statutory duty;
(2) secondly, the specific issue of whether an employer can be vicariously
liable for an
employee's breach of statutory duty under the Protection from Harassment Act
1997.
Note: the term 'vicarious
liability' refers to a rule of law that states that an employer is
liable for the torts (i.e. wrongs) of its employees committed 'in the
course of their employment.' The basis for this rule is that the employer
is responsible for selecting and supervising its employees and, therefore,
it could be said that a failure on the part of an employee to carry
out her or his duties correctly shows a failure by the employer to
recruit and/or supervise correctly. Many employers seek to minimise
their costs and maximise their profits by reducing the costs of training
and supervision to the lowest level possible based on their particular
commercial judgement. When things go wrong, it is arguably employers
who should accept responsibility and it is they, rather than the employees
who have committed the acts or omissions, who have the financial resources
to pay compensation to those who have suffered losses. For a claimant
to recover compensation from the employer it is necessary for the claimant
to establish that the employer is vicariously liable. To do that it
is also necessary to show that the employee who committed the torts
was acting in the course of her or his employment. The case of Lister & ors
v Hesley Hall Ltd (2001) establishes when 'someone is acting in the
course of their employment' and clarifies what a claimant needs to
demonstrate in order to establish that an employer is vicariously liable
for the employee's torts.
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